Cigarette Smoking and Panic: A Critical Review of the Literature
Objective: Cigarette smoking increases the risk of panic disorder with or without agoraphobia’s emerging. Although the cause of this comorbidity remains controversial, the main explanations are that (1) cigarette smoking promotes panic by inducing respiratory abnormalities/lung disease or by increasing potentially fear-producing bodily sensations, (2) nicotine produces physiologic effects characteristic of panic by releasing norepinephrine, (3) panic disorder promotes cigarette smoking as self-medication, and (4) a shared vulnerability promotes both conditions. The aim of this review was to survey the literature in order to determine the validity of these explanatory models.
Data sources: Studies were identified by searching English language articles published from 1960 to November 27, 2008, in MEDLINE using the key words: nicotine AND panic, tobacco AND panic, and smoking AND panic.
Study selection: Twenty-four studies were reviewed and selected according to the following criteria: panic disorder with or without agoraphobia and nicotine dependence, when used, diagnosed according to the Diagnostic and Statistical Manual of Mental Disorders, Third Edition, Revised, Fourth Edition, or Fourth Edition, Text Revision; no additional comorbidity or, if present, adjustment for it in the statistical analyses; use of adult or adolescent samples; comparison with a nonclinical control group or application of a crossover design.
Data extraction: Non-significant results or trends only were reported as no difference. Data on anxiety disorders or substance abuse in general were not included.
Data synthesis: Panic and cigarette smoking each appear to have the capacity to serve as a causal factor/facilitator in the development of the other. Although the temporal pattern and the pathogenetic explanations of such a co-occurrence are still being discussed, cigarette smoking tends to precede the onset of panic and to promote panic itself.
Conclusions: Additional studies are strongly recommended.
J Clin Psychiatry 2010;71(5):606–615
© Copyright 2009 Physicians Postgraduate Press, Inc.
Submitted: June 13, 2008; accepted January 9, 2009.
Online ahead of print: December 1, 2009 (doi:10.4088/JCP.08r04523blu).
Corresponding author: Eric J. L. Griez, MD, PhD, Department of Psychiatry and Neuropsychology, Maastricht University, Post Office Box 616 6200 MD, Maastricht, The Netherlands (email@example.com).
A disproportionate number of people with panic, in the form of either panic attacks or panic disorder, smoke cigarettes compared to those in the general population1,2 and to individuals with other anxiety disorders.3 The temporal pattern underlying such a co-occurrence is still a matter of debate. Indeed, although panic can been associated with smoking and nicotine dependence4–8 according to a bidirectional temporal pattern (going from smoking to panic or from panic to smoking),7 clinical and experimental data have suggested that cigarette smoking increases the risk of panic disorder’s emerging.9 Similarly, longitudinal studies3–10 have supported the more common pattern of primary smoking and secondary panic occurrence.
Several explanations have been proposed for this relationship: (1) cigarette smoking may lead to the onset of panic by inducing respiratory abnormalities11–13 or lung disease. Thus, smoking may increase the risk of panic because, according to the false suffocation alarm theory,10,14 it induces an overreaction to suffocation signals; (2) nicotine may produce physiologic effects characteristic of panic attacks by promoting the release of norepinephrine into the brainstem15; (3) smoking may modify the expression of panic disorder by increasing potentially fear-producing bodily sensations.16 Thus, individuals with panic disorder who usually perceive themselves as being physically unhealthy would more likely react with exaggerated anxiety.
A different, less frequent, reverse pathway of primary panic and secondary nicotine dependence cannot be excluded.7 One hypothesis for this pathway is that panic disorder patients smoke as a means of self-medicating their symptoms,1,17 because of the anxiolytic (pharmacologic) effects of nicotine18 or because of cognitive mechanisms (smoking narrows the focus of attention and diverts one from stressful cognitions).19
A shared vulnerability has been also advanced suggesting that personality, and in particular neuroticism, may be responsible for such a co-occurrence.20
Finally, according to Berkson’s bias (ie, a type of selection bias that may occur in case-control studies when controls are selected within the hospital instead of from the general population), the illusion of relationship due to an overrepresentation of patients with both disorders can be hypothesized. However, this potential for bias applies only to clinical studies and not to those conducted in community samples.
Since matters may not be that clear-cut, the present article reviews the existing data on comorbidity between cigarette smoking/nicotine dependence and panic (either panic attacks or panic disorder with or without agoraphobia). The aim is to get a broader perspective on the relationship between panic and cigarette smoking and to identify the possible underlying etiologic mechanisms.
A computerized search was carried out (PUBMED 1960–2008) using the key words nicotine AND panic, tobacco AND panic, and smoking AND panic. In addition, the reference lists from existing reviews and from the articles retrieved were inspected. Only English language articles published in peer-reviewed journals were included.
We included studies in the general population, in panic disorder with or without agoraphobia/panic attacks patients, and studies adopting experimental models for panic disorder, as these latter are particularly suited to elucidate possible underlying mechanisms of the co-occurrence between smoking and panic.
In epidemiologic surveys, statistical analyses had to be adjusted for comorbid psychiatric disorders different from nicotine dependence, if present.
In the general and clinical population studies, the diagnosis of panic disorder with or without agoraphobia had to be made according to the Diagnostic and Statistical Manual of Mental Disorders Third Edition, Revised (DSM-III-R),21 Fourth Edition (DSM-IV),22 or Fourth Edition, Text Revision (DSM-IV-TR).23 The definition of panic attacks had to conform to those proposed by the DSM-III-R, DSM-IV, or DSM-IV-TR.
A control group or a crossover design was required, except in epidemiologic surveys.
Studies were excluded when the data referred to anxiety disorders or substance use disorders in general.
In order to work with the most conservative approach possible, non-significant results or trends were reported as no difference.
Twenty-four studies, of the 61 screened, met our inclusion criteria. First, we present an overview of studies estimating the prevalence of the co-occurrence of cigarette smoking/nicotine dependence and panic attacks/panic disorder with or without agoraphobia. Second, we offer an overview of studies that examined the 3 causal models (from panic to smoking, from smoking to panic, and shared vulnerability) in turn. Finally, experimental studies using laboratory panic provocation procedures will be considered. These studies focus on the underlying mechanisms of the panic/smoking link.
To assist the reader, we report, in Table 1, the samples under study and the definitions of smoking status used and, in Table 2A and Table 2B, the parameters measured and the primary results obtained in the studies included in the present review.
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Co-Occurrence of Panic and Smoking
In an epidemiologic survey,24 the lifetime frequency of panic disorder was higher among smokers than nonsmokers for women, while no difference was found for men. Moreover, in a subsample of the National Comorbidity Survey (NCS),25,26 current and lifetime smokers had significantly higher rates of panic disorder with or without agoraphobia than respondents from the general population, when either lifetime or past-month occurrence was evaluated. Thus, subjects exposed to smoking, either currently or throughout their lifetimes, are at a higher risk of experiencing panic than the general population.
Studies conducted in clinical samples seem to confirm such a co-occurrence. Zvolensky et al16 found that smokers who had panic disorder with or without agoraphobia reported a higher level of anxiety than nonsmokers who had panic disorder with or without agoraphobia. The authors proposed that smoking modifies the expression of panic disorder with or without agoraphobia by promoting more severe emotional disturbances. Indeed, smoking may confer a negative effect for specific anxiety-related symptoms, enhancing anxiety symptoms and worry about them. From this perspective, Zvolensky and coworkers suggested that smokers with panic disorder would not be more likely to have panic attacks than nonsmokers with panic disorder but would experience more frequent anxiety symptoms.
Four studies have compared the specificity of smoking and panic disorder versus other anxiety disorders. In a national household survey in Great Britain,27 the prevalence of panic disorder in the nicotine-dependent population was significantly higher than in the nonnicotine–dependent population. Similar results were found for generalized anxiety and phobias.
With regard to the clinical samples, the prevalence of cigarette smoking was investigated in 5 groups of outpatients (ie, depressive disorder, panic disorder, social anxiety disorder, other anxiety disorders, and comorbidity disorders).28 No significant differences were found.
McCabe et al29 found different results when examining smoking behaviors among patients who had panic disorder with or without agoraphobia, social phobia, and obsessive-compulsive disorder (OCD). A significantly greater proportion of the panic disorder with or without agoraphobia group reported being a current smoker or a heavy smoker than the social phobia group and the OCD group.
Finally, Goodwin and coworkers30 investigated the association between mental disorders and nicotine dependence among pregnant women. With regard to anxiety disorders, nicotine dependence significantly predicted the occurrence of panic disorder with or without agoraphobia, social phobia, specific phobia, and generalized anxiety disorder. However, after adjustments for demographic differences and comorbid Axis I and Axis II mental disorders were made, the only association that remained significant was between nicotine dependence and panic disorder with or without agoraphobia.
In brief, a specific relationship between panic disorder with or without agoraphobia (vs other anxiety disorders) and cigarette smoking/nicotine dependence seems to be still a matter of debate. Only 2 studies of the 4 described above supported a unique relationship between panic disorder with or without agoraphobia and cigarette smoking/nicotine dependence.
From Panic to Smoking
Isensee and coworkers7 prospectively evaluated adolescents and young adults. This is, to our knowledge, the only study showing that subjects with pre-existing baseline panic attacks or panic disorder have an increased risk for onset of nicotine dependence.
From Smoking to Panic
Breslau and coworkers1 evaluated a random sample of young adults and found that nicotine-dependent smokers are at a higher risk of developing panic than nonsmokers. Moreover, the higher the level of nicotine dependence, the higher the risk of panic.
When the NCS23 and the Epidemiologic Study of Young Adults datasets10 were analyzed, a significantly higher risk of panic occurrence (either panic attacks or panic disorder) was found in subjects with pre-existing smoking if compared to nonsmokers and in subjects who persist in smoking after panic onset compared to nonsmokers.
Examining subjects with a history of panic and a history of daily smoking, Bernstein et al31 found that the earlier the age at onset of daily smoking, the greater the risk of developing panic disorder.
Longitudinal studies have found similar results. In one study, adolescents who smoked 20 cigarettes or more per day were at elevated risk of panic disorder with agoraphobia during both adolescence and early adulthood when compared with those who smoked fewer than 20 cigarettes per day.3
Nondependent regular smokers and dependent smokers were at higher risk of panic attacks than nonsmokers, and an elevated risk was maintained in dependent smokers when compared to occasional smokers.7
Current smokers, with or without nicotine dependence, were at higher risk of panic disorder occurrence than nonsmokers, while being a former smoker seemed to reduce such a risk. Examining the relationship between time elapsed since quitting and the risk of the first onset of panic disorder in past daily smokers, using a standardized variable that counts the number of years passed beginning with the year after quitting, researchers found that the likelihood of panic was reduced by one-half with each standard deviation unit of time elapsed since quitting.8 Thus, the authors showed some evidence that smoking cessation might reduce the risk of subsequent panic.
Some hypotheses explaining the co-occurrence of smoking and panic have been proposed. Breslau and Klein10 suggested that lung disease might be one of the mechanisms linking smoking to panic. By increasing the risk of lung disease, smoking might indirectly increase the risk of panic attacks. In addition, they found that, according to the false suffocation alarm theory,14 cigarette smoking, by leading to chronic bronchitis and emphysema as well as to subclinical respiratory impairment, may favor panic attacks in subjects predisposed to overreaction to suffocation signals. Alternatively, they proposed that the carbon monoxide in cigarette smoke might affect the suffocation alarm threshold via inhibition of the carotid body.32
Another interesting hypothesis was put forth by Leen-Feldner et al.33 Observing that smoking status was related to elevations in panic frequency among adolescents who were high in health fear, they suggested that, if a smoker experiences disease or illness, she or he may develop health fear, and exposure to smoke may increase attention to, and catastrophic misinterpretation of, bodily cues. Over time, the repeated pairing of fear with bodily cues may result in a learned association, such that somatic events ultimately elicit a panic-type response.
Examining clinical samples, Pohl et al17 showed a rate of smoking in patients with panic disorder with or without agoraphobia at its onset significantly higher than the one observed in healthy controls. They also found a strong gender effect. Indeed, in women, smoking may promote panic disorder onset and persistence; in men, smoking may protect against panic disorder occurrence, since it delays its onset.
These results seem inconsistent with most of the findings presented here. Indeed, Pohl et al17 suggested that smoking might be a risk factor for the development of panic disorder in women, while the relationship between cigarette smoking and panic disorder might not be a causal one in men. Thus, we argue that gender should be carefully considered in data analyses and interpretation of results.
In Amering et al,2 smokers with panic disorder with or without agoraphobia were significantly younger at the onset of panic disorder with or without agoraphobia than nonsmokers with panic disorder with or without agoraphobia. Thus, age at panic onset should be taken into account in clinical population studies as well as in clinical practice.
Two studies have compared the specificity of smoking in promoting panic disorder among anxiety disorders. Johnson et al3 found that adolescents who smoked 20 cigarettes or more per day were at elevated risk for generalized anxiety disorder, during both adolescence and early adulthood, and at elevated risk for agoraphobia and generalized anxiety disorder during early adulthood. Breslau et al8 showed a 4 times greater risk of onset of agoraphobia when associated with pre-existing smoking relative to nonsmoking. These results, consistent with other studies,27,29 suggest that smoking is linked uniquely to panic among anxiety disorders.
Common Etiology of Shared Vulnerability
Reichborn-Kjennerud et al34 investigated the hypothesis that a shared vulnerability can account for the relationship between cigarette smoking and panic. They examined shared genetic and environmental liability factors. The results suggest that genetic factors that influence panic and daily smoking appear to be distinct or weakly correlated, while shared environmental factors influencing the 2 phenotypes were highly similar.
Finding consistent results, Agrawal et al35 examined monozygotic and dizygotic twin pairs and found that a history of panic attacks, together with other environmental factors (ie, parental education, parental smoking, early family influences, early life events, and conduct problems), was a significant predictor of regular cigarette smoking.
Goodwin and colleagues36 focused more on heritability than environmental factors. They showed evidence of an interaction between parental smoking and parental anxiety’s influencing the risk of co-occurrence of cigarette smoking and panic attacks among offspring. The authors propose possible explanations: (1) offspring with higher levels of parental anxiety disorders have an inherited (either genetic or environmental) vulnerability to anxiety, thereby they develop anxiety and subsequently begin smoking as a means of self-medication; (2) other behavioral factors associated with anxiety (eg, alcohol consumption) may increase the risk of cigarette smoking initiation; (3) initiation of cigarette smoking among individuals who are vulnerable to anxiety disorders may lead to development of panic attacks through anxiogenic effects or changes in respiratory functioning, and this risk may be more pronounced among those with a familial vulnerability to anxiety disorders; and (4) the risk of panic related to parental cigarette smoking may be, in part, attributable to changes in respiratory function resulting from exposure to environmental tobacco smoke early in life.
A moderational model studying neuroticism as a possible factor linking smoking and panic disorder was applied to a subsample of the NCS.37 Current smokers high in neuroticism (ie, a generalized tendency to experience negative affect) smoked greater numbers of cigarettes per day and were the most apt to have a lifetime diagnoses of panic disorder. No such moderating effects were apparent for other anxiety disorders. According to Zvolensky and coworkers,37 these data suggest that individual differences in theoretically relevant physiologic vulnerability factors (such as neuroticism) may amplify the effects of smoking in terms of panic-related problems.
Mechanisms Underlying the Panic/Smoking Link
The question of whether neurobiologic effects induced by serotoninergic agents are affected by the smoking status of panic disorder with or without agoraphobia patients was examined by Brooks et al.38 The patients under study underwent a neuropharmacologic challenge with ipaspirone, a selective 5-hydroxytryptamine-1A receptor agonist, and a placebo according to a crossover design. In the group of panic disorder with or without agoraphobia smokers, the ipaspirone-induced increases in cortisol concentrations were about twice as high as in the nonsmoker group. Brooks and coworkers suggested controlling for smoking status in neuroendocrine challenge studies when comparing patients with different psychiatric disorders or patients with healthy controls. According to them, nicotine has to be considered as a psychopharmacological comedication exerting its own effects on certain brain receptors.
Zvolensky et al39 evaluated anxious and fearful responses to bodily sensations as a function of panic disorder and smoking status. Participants completed a voluntary hyperventilation procedure that elicits panic-relevant bodily sensations. At the postchallenge assessment and recovery period, smokers with panic disorder reported greater levels of anxiety and bodily distress than smokers without panic disorder and nonsmokers with panic disorder. These findings suggested a slower recovery in term of anxiety for smokers with panic disorder than for nonsmokers with panic disorder. Thus, among subjects with panic disorder, a history of regular smoking is related to an increased risk of prolonged anxious responding to bodily sensations.
In recent years, experimental psychiatry has developed different paradigms that allow one to provoke panic in an experimental setting. The CO2 inhalation procedure has proven to be a specific, valid, reliable, and safe way to produce experimental panic.40 It appears that healthy individuals display a distinct behavioral vulnerability to increasing levels of acute hypercapnia. This effect is dose dependent, and it shares a striking similarity with the psychiatric condition of panic.41
Cosci et al42 tested whether nicotine has a direct influence on laboratory-elicited panic in healthy nonsmoking volunteers. Subjects underwent a 35% CO2 challenge after transdermal administration of a nicotine or placebo patch, according to a crossover design. Compared to the placebo condition, nicotine increased heart rate and panic symptoms prior to the CO2 challenge but did not affect response to the CO2 challenge itself. The change in physiologic measures before the challenge was attributed to nicotine’s impact on autonomic activation.
In a study employing the Read rebreathing method, Abrams and colleagues43 examined heavy smokers in withdrawal and nonsmokers on subjective and physiologic reactivity to a 4-minute, 5% CO2 challenge. Under the challenge condition, smokers experienced greater subjective breathlessness than did nonsmokers. Despite decreased respiration during the challenge, smokers experienced a significantly greater increase in self-reported cognitive and somatic panic symptoms than nonsmokers. The authors suggested that the findings are consistent with the idea that smoking may promote fearful responses to somatic sensations and, hence, may reflect a panic vulnerability factor.
Although Cosci et al42 and Abrams et al43 evaluated subjects without a diagnosis of panic disorder with or without agoraphobia, the 2 studies were not excluded since they are, to our knowledge, the only reports in the literature using a CO2 challenge aimed at clarifying the relationship between smoking and panic.
Experimental studies are strongly heterogeneous in their methods but not in their results. They generally show that regular nicotine use in cigarette smokers or nicotine-dependent individuals leads to exaggerated challenge response, although nicotine use in nicotine-naive individuals does not.42
Panic and cigarette smoking each appear to have the capacity to serve as a causal factor/facilitator in the development of the other. For example, the bulk of the literature supports a strong relationship between smoking and panic. Few studies are in disagreement. For instance, Black et al24 found no difference in panic occurrence between smokers and nonsmokers, but when the sample was stratified by gender, they observed such a difference in females. Further studies clarifying the role of gender are warranted.
A large body of literature suggests a specific relationship between smoking and panic relative to other anxiety disorders, 1, 2, 10, 16, 17, 25, 29, 31, 34–39 while few authors found such a relationship valid between smoking and other anxiety disorders.3,7,8,27,28 However, it is worth noting that 5 of the 11 epidemiologic studies presented here were conducted within the framework of the NCS.26 While the studies referring to the NCS sample strongly support the hypothesis of a specific relationship between smoking and panic, the majority of those referring to non-NCS samples also suggest a link with other anxiety disorders. Thus, the results may have been influenced by the sample under study. Further investigations in samples other than that of the NCS, as well as investigations comparing subjects with different affective diagnoses, are warranted.
The pathogenetic explanations of the co-occurrence between cigarette smoking and panic, highlighted in the studies presented here, refer mainly to 3 hypotheses. According to a moderational model, neuroticism is a third factor linking smoking to panic, as it moderates smoking frequency in subjects with a lifetime history of panic.37 According to a pathoplastic model of dysfunction, smoking is a vulnerability variable that modifies the expression of panic disorder by exacerbating affective disturbances and negative health processes.16,33,43 Finally, according to the false suffocation alarm theory, smoking, by increasing the risk of lung disease or impacting the carotid body, may induce an overreaction to suffocation signals and indirectly increase the risk of panic.10 The first 2 hypotheses have been supported by several studies. However, replication studies mainly derive from the research group of Zvolensky and coworkers16,33,37 or groups in joint venture with them.43 Independent groups may lend support to the findings obtained.
With regard to the role of neuroticism, studying the personality of smokers versus nonsmokers who have panic disorder with or without agoraphobia would be fruitful. The idea that smoking may promote fearful responses to somatic sensations could be further developed in order to understand the mechanisms by which this process might occur and, hence, help to identify high-risk individuals. For example, it would be interesting to engage comorbid individuals at different levels of nicotine dependence in biologic challenges. Finally, the nature of the respiratory abnormalities in smokers/nonsmokers who have panic disorder with or without agoraphobia and healthy smokers/healthy nonsmokers should be compared to better understand the role of smoking in inducing clinical or subclinical abnormalities that may favor panic occurrence.
Some authors found a unidirectional relationship going from smoking to panic1,2,8,31 Several causal mechanisms may explain this temporal relationship: (1) the biologic models according to which nicotine influences several neurochemical systems, (2) the cognitive perspective of panic attacks, and (3) the cardiovascular effects of nicotine misinterpreted as signs of danger, thus triggering panic attacks according to the Klein model.14
On the other hand, only one study showed a bidirectional relationship between smoking and panic.7
Experimental studies have been strongly heterogeneous in their methods but not in results. With the exception of Cosci et al,42 they have consistently found that cigarette smoking increases fear reactivity to a biologic challenge, both in panic disorder patients and healthy volunteers. Cosci et al42 found that nicotine causes an autonomic activation before a biologic challenge without affecting the response to the challenge itself. However, they studied nonsmokers, rather than smokers and nonsmokers, acutely exposed to nicotine or placebo.43 Assuming that higher doses of CO2 activate the same physiologic chain of events in panic-free individuals, CO2 challenges may have a strong potential as a substitute for early clinical trials in testing novel pharmacologic compounds.41
A few studies evaluated patients with a formal diagnosis of nicotine dependence.1,7,8,27 Among these studies, consistency was found. Breslau et al1 and Isensee et al7 showed that the more severe the level of nicotine dependence, the higher the risk of comorbidity with panic. Farrell et al27 and Isensee et al7 found an association not only between nicotine dependence and panic but also between nicotine dependence and generalized anxiety disorder.
It is quite surprising that, although cigarette smoking has been classified among substance use disorders since the 1980s,23,45 only a minority of studies in the present review referred to this formal diagnosis. Researchers more often defined cigarette smoking according to heterogeneous criteria; less often they assessed nicotine dependence via specific instruments, and only rarely did they use the diagnostic criteria for nicotine dependence. Thus, cigarette smoking seems to be considered a habit of life rather than a disorder. In this framework, it would be desirable to have a larger number of studies assessing nicotine dependence and using the formal diagnosis. This approach would focus on cigarette smoking as a clinically relevant disorder and shed some light on the pathogenetic mechanisms of the co-occurrence between nicotine dependence and panic. Moreover, this approach might have interesting implications for clinical practice and research. In clinical practice, it might encourage health care workers to consider cigarette smoking as a substance use disorder rather than as a habit of life, favor a proper diagnostic assessment, and promote quitting as well as preventive strategies. For research purposes, the use of similar inclusion criteria would very likely improve comparability between studies.
The above evidence suggests that a lifetime association between daily smoking and panic does exist and might reflect causal mechanisms.
Nicotine is a complicated molecule that promotes turnover of several neurotransmitters (eg, acetylcholine, dopamine, norepinephrine) and upregulates the receptors in critical brain areas (eg, the locus ceruleus, mesolimbic dopaminergic pathway).
The following additional studies are warranted: (1) epidemiologic and clinical studies comparing male and female subjects, (2) epidemiologic surveys utilizing new samples, (3) clinical studies comparing the relationship between smoking and panic with the relationship between smoking and other anxiety disorders, (4) experimental studies conducted in independent laboratories, (5) replication of studies focusing on shared vulnerability, and (6) systematic use of the diagnosis of nicotine dependence.
Author affiliations: Department of Psychiatry and Neuropsychology, Maastricht University, Maastricht, The Netherlands (Drs Cosci, Knuts, Griez, and Schruers); Department of Psychology, Carleton College, Northfield, Minnesota (Dr Abrams); and Department of Psychiatry and Behavioral Neuroscience, Upstate Medical University, State University of New York, Syracuse (Dr Griez).
Potential conflicts of interest: The authors report no financial or other relationship relevant to the subject of this article.
Funding/support: None reported.
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