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Twelve-Month Prospective Randomized Study of Pharmacists Utilizing Point-Of-Care Testing for Metabolic Syndrome and Related Conditions in Subjects Prescribed Antipsychotics

Mark E. Schneiderhan, PharmD; Sara M. Shuster, PharmD; and Cynthia S. Davey, MS

Published: October 15, 2014

This work may not be copied, distributed, displayed, published, reproduced, transmitted, modified, posted, sold, licensed, or used for commercial purposes. By downloading this file, you are agreeing to the publisher’s Terms & Conditions.

Twelve-Month Prospective Randomized Study of Pharmacists Utilizing Point-Of-Care Testing for Metabolic Syndrome and Related Conditions in Subjects Prescribed Antipsychotics

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Objective: Determine the percentage of subjects taking antipsychotics who meet criteria for metabolic syndrome based on point-of-care testing analyses. Evaluate pharmacist comprehensive medication management services using point-of-care tests to reduce the mean difference in number of metabolic syndrome risk parameters at 6 and 12 months.

Method: This 12-month, prospective, multisite, randomized, controlled study included 120 subjects taking antipsychotics (mean [SD] age of 42.9 [11.3] years) recruited from 3 community mental health clinics in Minnesota. Subjects consented to receive either pharmacist (PCS; n = 60) or no pharmacist (NCS; n = 60) comprehensive medication management services. Data were collected from February 2010 to January 2012.

Results: No statistical differences in metabolic syndrome based on point-of-care tests were observed between the 2 groups at baseline (PCS: 85.2%, n = 46 versus NCS: 71.2%, n = 42, P = .073) or at 12 months (PCS: 84.4%, n = 38 versus NCS: 70.2%, n = 33, P = .104). Subjects, overall, screened positive at baseline for dyslipidemia (85.8%, n = 106), hypertension (52.5%, n = 63), and diabetes (22.5%, n = 27) based on point-of-care testing for metabolic risk criteria. After 12 months, a nonsignificant (P = .099) higher adjusted mean number of metabolic syndrome parameters in PCS subjects compared to NCS subjects (mean difference [95% CI] = 0.41 [−0.08 to 0.90]) were found.

Conclusions: A relatively high proportion of subjects met criteria for metabolic syndrome, although no significant improvement was observed between the groups after 12 months. Point-of-care test analyses identified a high proportion of subjects meeting criteria for dyslipidemia, hypertension, and diabetes. Utilizing point-of-care tests in mental health settings and fostering interprofessional partnerships with comprehensive medication management pharmacists may improve identification and long-term management of metabolic risks among patients prescribed antipsychotics.

Trial Registration: identifier: NCT02029989

Prim Care Companion CNS Disord 2014;16(5):doi:10.4088/PCC.14m01669

Submitted: April 28, 2014; accepted July 22, 2014.

Published online: October 30, 2014.

Corresponding author: Mark E. Schneiderhan, PharmD, University of Minnesota, College of Pharmacy, 232 Life Science, 1110 Kirby Drive, Duluth, MN (

It is well-recognized in psychiatry that patients with mental illness who take antipsychotic agents continue to be affected by a severe health disparity due to lack of adequate metabolic monitoring established by consensus recommendations in 2004, which include body weight and body mass index (BMI) (baseline, monthly for 3 months, then quarterly), waist circumference (baseline and annually), blood pressure (baseline, 12 weeks, and annually), and fasting glucose and fasting lipid profile (baseline, 12 weeks, and every 5 years or annually if warranted).1-7 The medical community at-large has not been able to adequately screen and monitor these patients; even the 2013 American College of Cardiology/American Heart Association cholesterol treatment guidelines do not indicate antipsychotics or severe persistent mental illness as secondary causes of hyperlipidemia encountered in clinical practice.8 A major health care concern is the life-expectancy decrease of ~ 25 years for patients with severe persistent mental illness, such as schizophrenia, compared with the general population.9 Equally concerning is that patients with severe persistent mental illness continue to have inadequate integration of care between psychiatry and medicine.10

Antipsychotic agents, which represent the primary treatment for many people with severe persistent mental illness, increase the risk of metabolic syndrome by about 2-fold in males and 3-fold in females compared with those without severe persistent mental illness.11-15 Suicide, medication nonadherence, metabolic syndrome due to antipsychotic side effects, and associated chronic medical illnesses contributing to sudden death are thought to be factors for the decreasing life expectancy in this population.16-19 Nevertheless, psychiatry and medical providers continue to have difficulty addressing the medication-related and medical issues that affect their patients.3,6,7,20-26 In an attempt to address these issues, the National Committee for Quality Assurance has developed Healthcare Effectiveness Data and Information Set (HEDIS) measures to analyze the performance of health care systems with regard to diabetes screening and diabetes/cardiovascular monitoring rates of patients taking antipsychotic agents.27

There has been much emphasis on interventions to address weight gain associated with antipsychotics; however, much less evidence is available with regard to consistently screening for and managing diabetes, dyslipidemia, and hypertension in people with serious mental illness.28 There are best-practice examples in the Veterans Administration and in some states, such as Minnesota, regarding the utilization of psychiatrists, case management, and psychiatric nurse practitioners to increase the patient’s access to primary care provider services.29,30 Although these approaches improve metabolic monitoring, they are limited in scope. Utilization of other health care providers such as pharmacists might address the critical shortage of mental health providers and provide the necessary link to primary care services.31

Because of the difficulty involved in getting patients with mental illness to primary care clinics or the phlebotomy laboratory, the addition of capillary blood, point-of-care tests to monitor glucose and lipid levels in community mental health centers may prove beneficial. It is highly likely that additional metabolic screenings will lead to earlier identification of new metabolic abnormalities and improved treatment for metabolic syndrome, diabetes, and/or hypertension.32,33 Also, providing comprehensive medication management would ensure that prescribed medications are effective for identified medical or psychiatric conditions, safe (based on patient physiology, comorbidities, and drug interactions), and correctly self-administered as intended (medication adherence).34 It is hypothesized that if metabolic abnormalities are identified, then providing pharmacist comprehensive medication management consultative services would reduce medication-related problems by improving medication adherence, coordination of care between psychiatry and primary care provider services, and outcomes in metabolic indices.34-40

The primary purpose of this study was to determine the percentage of subjects taking antipsychotic agents who meet criteria for metabolic syndrome at baseline using point-of-care test results. Secondary objectives included the following: (1) evaluate the effectiveness of the provision by pharmacist comprehensive medication management services regarding their ability to reduce the mean difference in number of metabolic syndrome risk parameters based on point-of-care test results at 6 and 12 months41-44 and (2) evaluate the overall impact of psychiatric medication therapy on metabolic risk.


Design Overview

The study was a 12-month, prospective, multisite, randomized, controlled research design that comprised subjects recruited from 3 community mental health clinic settings in Minnesota ( identifier: NCT02029989). Data were collected from February 2010 to January 2012. A block randomization schedule was used to ensure balanced treatment assignments of subjects recruited at each site (Human Development Center, Duluth []; Range Mental Health Center, Hibbing []; and Family Life Mental Health Center, Coon Rapids []), with subjects assigned to receive either pharmacist (PCS) or no pharmacist (NCS) comprehensive medication management services. A centralized call-in system was used to inform the investigators of the subject’s random group assignment. The inclusion criteria consisted of (1) current antipsychotic therapy, (2) English speaking, (3) at least 18 years of age, (4) competent to understand and make medical choices independently, and (5) not currently or previously seen by a comprehensive medication management pharmacist. The study methods and informed consent procedures were approved by the University of Minnesota, Human Research Protection Program, Institutional Review Board (IRB) and Expedited Review Committee (IRB code 090M72212). Researchers used a proprietary software company (Medication Management Systems, Inc45) electronic medical record platform for data collection on all subjects.

clinical points

  • Current evidence demonstrates that a high proportion of patients with severe persistent mental illness who are taking antipsychotics have metabolic syndrome and are at risk for developing dyslipidemia, hypertension, diabetes, and coronary artery disease.
  • Medications classified as antipsychotics and severe persistent mental illness should be included as secondary causes of metabolic syndrome and related risks in the primary care provider’s differential diagnosis.
  • Current evidence best supports an interprofessional approach, including pharmacists, for routine metabolic screening, monitoring, and comprehensive medication management for all patients with severe persistent mental illness who are prescribed antipsychotics.


The pharmacist researchers were certified Minnesota Medication Therapy Management Services providers who were trained to administer point-of-care tests and provide comprehensive medication management services.46 Each research site was equipped with point-of-care testing equipment including Omron electronic blood pressure monitors (HEM-790IT),47 Health o meter body weight scales (500KL),48 and waist circumference measuring tapes. Clinical Laboratory Improvement Amendments (CLIA) waivers were obtained to perform capillary blood sampling. The validated instruments used included the Cholestech LDX glucose/lipid and glycosylated hemoglobin A1c Now devices.49-51 The number of study visits for the subjects receiving PCS varied between 5 and 7 follow-up visits during the year of the study depending on the pharmacist’s judgment. In contrast, NCS subjects were assessed only at baseline and 6-month and 12-month study visits to review medications and diagnoses and obtain point-of-care test results. Interpretation of point-of-care test results, care plans, or recommendations were not provided to NCS subjects unless patient safety issues were identified.

For point-of-care test analyses, diagnostic criteria and goal values for metabolic syndrome and other metabolic risk parameters were established by the American Diabetes Association 2013, National Cholesterol Education Program Adult Treatment Panel III (NCEP ATP-III), American Heart Association, National Heart Lung and Blood Institute, American Association of Clinical Endocrinologists, and Joint National Committee 7.42-44,52 Metabolic syndrome was defined as meeting any 3 of the following criteria: fasting glucose > 100 mg/dL or diagnosed with diabetes mellitus; blood pressure: systolic/diastolic ≥ 130/≥ 85 mm Hg or antihypertensive treatment; high-density lipoprotein (HDL): men < 40 mg/dL, women < 50 mg/dL; triglycerides > 150 mg/dL; and central obesity: men > 40 inches, women > 35 inches. Other point-of-care tests for metabolic risk criteria included BMI > 26 calculated as kg/m2; total cholesterol (fasting): 200-239 mg/dL (borderline high); low-density lipoprotein (LDL) (fasting): 130-159 mg/dL (borderline high); hip/waist ratios: men > 0.90, women > 0.85; glycosylated hemoglobin (A1c) for diabetes ≥ 6.5% and prediabetes 5.7%-6.4%; and Framingham risk scores (10-year risk percentage for a coronary heart disease event for men and women). A correction factor (−3.7%/nonfasting hours) for nonfasting triglycerides (ie, capillary samples obtained ≥ 2 hours postprandial) was used in the calculation of corrected triglyceride levels, corrected total cholesterol levels, and corrected Framingham risk scores.53

Statistical Analysis

The Biostatistical Design and Analysis Center in the Clinical and Translational Science Institute at the University of Minnesota, Minneapolis (, provided the main statistical consultation support for the primary and secondary objectives. The study sample size enrollment goal per group was determined a priori to be 105 subjects (total N = 210) and was based on a power analysis to achieve greater than 80% power to detect, at α = .05, a 15%-20% absolute percent difference between the PCS and NCS groups in the proportion of subjects with increased risk of metabolic syndrome at 6 and 12 months.

Descriptive statistics used to summarize baseline and 12-month results included number (percent) for categorical variables and mean (SD) or median (minimum, maximum) for continuous variables. Baseline and 12-month between-group comparisons were done using χ2 tests for categorical variables and 2-sample t tests for continuous variables. Between-group comparisons of mean difference in the number of metabolic syndrome risk parameters at 6 and 12 months adjusted for site and baseline measures were done using multiple linear regression models, with results reported as mean differences (95% confidence intervals). The metabolic risks associated with the psychiatric medications were determined by taking the sum of the psychiatric medication metabolic risk scores partially derived from the antipsychotic risk severities described in the 2004 consensus development conference and clinical practice.12 The mean of the summative scores was calculated and compared across the PCS and NCS groups (eg, a subject taking olanzapine [3 = high risk] and aripiprazole [1 = low metabolic risk] has a risk score total = 4).


A total of 120 subjects (121 subjects consented to participate) were randomized to either PCS or NCS, 60 in each group. All subjects (N = 120) were analyzed throughout the study with point-of-care tests regardless of previous diagnostic conditions (ie, dyslipidemia, hypertension, and diabetes) for the purpose of determining which subjects were at their goal in the management of their condition as well as monitoring subjects without previous conditions. Sixty PCS subjects received baseline metabolic screening, but only 58 of the PCS randomized subjects received pharmacist comprehensive medication management services (Figure 1). Only 94 subjects completed the final 12-month visit, 45 in the PCS group and 49 in the NCS group. The flow diagram (Figure 1) summarizes the number of subjects who dropped out prior to the final 12-month study visit as well as reasons for drop-out.

Figure 1

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During the study, 1 NCS subject who received comprehensive medication management services (due to excessively high triglyceride levels) was reported as a protocol violation to the IRB. Other protocol violations included in the data analyses involved almost half (n = 28) of NCS subjects receiving some degree of comprehensive medication management services (ie, identified drug therapy problems) determined from separate reports provided by Medication Management Systems, Inc.

The overall baseline characteristics of the study population indicate a majority were white (86.7%, n = 104), female (59.2%, n = 71), unemployed (79.2%, n = 95), and unmarried (82.5%, n = 99), with an overall mean (SD) age of 42.9 (11.3) years. Overall baseline rates for DSM-IV-TR psychiatric diagnoses included anxiety disorders (76.7%, n = 89) (including posttraumatic stress disorder [n = 12] and obsessive-compulsive disorders [n = 3]), depressive disorders (65.8%, n = 79), bipolar disorders (47.5%, n = 57), schizophrenia (30.8%, n = 37), and schizoaffective disorder (22.5%, n = 27). Overall baseline rates for dyslipidemia, hypertension, and diabetes were 57.5% (n = 69), 37.5% (n = 45), and 20.8% (n = 25), respectively. Most (79%, n = 94) of the subjects were sedentary or engaged in only light physical activities. Other baseline results include primary care visit within 12 months prior to baseline: 68.3% (n = 82); self/family report history of dyslipidemia: 47.5% (n = 57)/56.7% (n = 68); self/family report history of hypertension: 41.7% (n = 50)/65% (n = 78); self/family report history of diabetes: 32.5% (n = 39)/67.5% (n = 81); tobacco use: 52.9% (n = 63), with smokers precontemplative for smoking cessation: 38.1% (n = 24); alcohol use (> 2 drinks/wk): 9.2% (n = 11), history of alcohol use disorder: 0.8% (n = 1), and other substance use disorders: 2.5% (n = 3).

The percentage (number) of subjects with metabolic conditions at baseline included 58.3% (n = 70) with dyslipidemia, 44.2% (n = 53) with hypertension, and 22.5% (n = 27) with diabetes. The overall mean (SD) baseline results from the point-of-care tests included systolic/diastolic blood pressure: 118 (18.9)/81.9 (12.7) mm Hg; BMI: 34.3 (8.74); combined male and female waist/hip measurements: 44.5 (7.29)/46.2 (6.97) inches; glucose: 124 (46.2) mg/dL; glycosylated hemoglobin A1c: 5.7% (1.08%); corrected total cholesterol: 192 (42.5) mg/dL; LDL: 106 (35.3) mg/dL; corrected triglycerides: 229 (149.5) mg/dL; and HDL: 40.8 (13.0) mg/dL. A majority of subjects (73.3%, n = 88) were identified with metabolic syndrome at baseline.

Primary Objective Results

Based on point-of-care test results, there was no difference in metabolic syndrome, abdominal obesity, dyslipidemia, hypertension, and diabetes between the 2 groups at baseline and at 12 months (Table 1). Likewise, most PCS and NCS subject group characteristics were not significantly different at baseline including metabolic syndrome indices (ie, blood pressure, BMI, waist/hip circumference, cholesterol, and diabetes). In contrast, the proportion of subjects identified with dyslipidemia was PCS: 76.7% (n = 46) versus NCS: 38.3% (n = 23), P < .001 at baseline and PCS: 84.4% (n = 38) versus NCS: 36.7% (n = 18), P < .001 at 12 months. The proportion of subjects identified with hypertension was PCS: 46.7% (n = 28) versus NCS: 28.3% (n = 17), P = .038 at baseline.

Table 1

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In an effort to understand the reason for the baseline group differences in dyslipidemia and hypertension, ad hoc descriptive analyses were performed comparing point-of-care test results and likelihood of researchers identifying subjects with dyslipidemia and hypertension within both PCS and NCS groups (Table 2). The analyses revealed and it was verified that most researchers did not utilize point-of-care test results to identify dyslipidemia, hypertension, and diabetes in the NCS group. A similar proportion of subjects in each group screened positive in point-of-care testing for metabolic risk criteria for dyslipidemia (ie, PCS: 93%, n = 56 versus NCS: 83.3%, n = 50), hypertension, and diabetes at baseline (Table 2). However, NCS subjects who met point-of-care testing for metabolic risk criteria at baseline were less likely to be identified with dyslipidemia (ie, NCS: 48%, n/n = 20/50 versus PCS: 82.1%, n/n = 43/56), hypertension, and diabetes compared to the PCS subjects.

Table 2

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Secondary Objectives Results

Analyses of pharmacists providing comprehensive medication management services for metabolic syndrome include results from multiple linear regression models and showed between-group differences in adjusted mean number of metabolic syndrome parameters at 6 months, which were not significant, and a nonsignificant (P = .099) higher adjusted mean number of metabolic syndrome parameters in PCS subjects compared to NCS subjects (mean difference [95% CI] = 0.41 [−0.08 to 0.90]) at 12 months (Table 3). The multiple linear regression models were adjusted for site, number of baseline identified conditions (dyslipidemia, hypertension, and diabetes), number of medications at baseline, and baseline number of metabolic syndrome parameters.

Table 3

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Analyses were done to determine the impact of psychiatric medication use including subjects taking multiple psychiatric medications associated with varying degrees of cardiovascular/metabolic risks (high risk versus low risk). Overall, there were no statistical between-group mean differences in psychiatric medication metabolic summative risk scores (Table 4).

Table 4

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The results of this study are consistent with the literature and demonstrate a high proportion of patients taking antipsychotics who met criteria for metabolic syndrome and increased risk for future cardiovascular complications. The benefits of consistent metabolic screening and monitoring of patients taking antipsychotic agents are apparent from this research. Pharmacist comprehensive medication management services combined with the utilization of point-of-care screenings significantly increased the likelihood of identifying dyslipidemia and hypertension compared to the usual care (NCS) group.

Even after a decade of evidence suggesting increased metabolic syndrome risk, patients taking antipsychotics remain "under the radar" for most primary care providers and pharmacists. Mitigating factors for this include high no-show rates for appointments, acute or unresolved psychiatric symptoms, restrictions (eg, time, bureaucracy) that impede access and communication across medical and psychiatric health systems, relatively young population (ie, under 40 years of age), and the exclusion of antipsychotics and severe persistent mental illness from published lists of secondary causes of dyslipidemia in current cholesterol guidelines, all of which contribute to the lack of consistent monitoring.8 Regardless of possible reasons, there is an urgent need for a best-practice model for health care systems to improve HEDIS scores and health outcomes in this population. Ideally, the best-practice model should include seamless communication between clinicians and a strategy that integrates electronic medical records and prescribing/dispensing software to flag recommended metabolic monitoring for patients taking antipsychotics.

The utilization of pharmacist comprehensive medication management services, point-of-care test analyses, and a metabolic monitoring strategy for antipsychotic therapy, in this research study, exemplifies a best practice for primary care and mental health providers. Pharmacists who provide comprehensive medication management services are trained to foster partnerships with patients and primary care and mental health providers. Pharmacists providing comprehensive medication management services with the support of community/institution pharmacists (ie, independent, chain, hospital) can assist the primary care providers by (1) establishing therapeutic patient relationships through direct face-to-face encounters; (2) sharing responsibility for safe and effective medication outcomes; (3) assessing the patient’s medication therapy goals; (4) identifying medication-related problems; and (5) recommending patient-specific strategies to address medication-related problems and thus reducing workload burden and improving overall patient care for primary care and mental health providers.34

In summary, this is the first prospective study including pharmacist comprehensive medication management services and utilization of point-of-care screening for metabolic syndrome, metabolic risks, or related diseases in patients prescribed antipsychotics in multiple community mental health settings. The brief duration of the study may have contributed to the negative finding that the PCS subjects had no observed reduction in the mean number of metabolic risk parameters at 12 months compared to the NCS group. There are other limitations to this study. The results of a post hoc summary report provided by MMS, Inc, revealed a potential contamination bias, wherein drug therapy problems were identified in almost half of NCS subjects. The combination effects of not utilizing point-of-care testing results to identify dyslipidemia/hypertension and the contamination bias in the NCS group may have negatively affected the ability to assess the impact of comprehensive medication management services for reducing mean number of metabolic syndrome parameters. Other limitations include (1) smaller than anticipated sample size; (2) high number of subjects lost to follow-up after 12 months; (3) lack of interprofessional collaborations with primary care providers reducing the effectiveness of comprehensive medication management service impact on medication management and overreliance on facsimiles, telephone calls, and letters as the only secure methods of communication; and (4) point-of-care test risk parameters are not reflective of the recent changes in the 2013 American College of Cardiology/American Heart Association guidelines, 2012 Canadian Cardiovascular Society guidelines, or Joint National Committee 8 hypertension guidelines.8,54,55

Unfortunately, the financial unsustainability of Cholestech LDX or A1c Now screening, due to the inability of CLIA-waived community mental health centers to submit and collect claims for laboratory tests, severely limited future applications and research of point-of-care testing in these settings. However, this study provides lessons learned in the refinement and standardization of future research of pharmacist comprehensive medication management services.56-58 Separate future follow-up reports will include detailed descriptions of the pharmacist comprehensive medication management services provided to PCS and compare the ATP-III to the ATP-IV (2013) lipid guidelines based on the point-of-care test results and risk factors.

In conclusion, utilizing point-of-care testing in mental health settings and fostering interprofessional partnerships with comprehensive medication management pharmacists may improve early identification and long-term management of metabolic risks among patients prescribed antipsychotics.

Drug names: aripiprazole (Abilify), asenapine (Saphris), bupropion (Wellbutrin, Aplenzin, and others), buspirone (BuSpar and others), carbamazepine (Carbatrol, Equetro, and others), clozapine (Clozaril, FazaClo, and others), divalproex (Depakote and others), gabapentin (Neurontin and others), haloperidol (Haldol and others), iloperidone (Fanapt), lamotrigine (Lamictal and others), lithium (Lithobid and others), loxapine (Loxitane and others), lurasidone (Latuda), mirtazapine (Remeron and others), molindone (Moban), olanzapine (Zyprexa), paliperidone (Invega), paroxetine (Paxil, Pexeva, and others), pregabalin (Lyrica), prochlorperazine (Compro and others), quetiapine (Seroquel), risperidone (Risperdal and others), topiramate (Topamax and others), vilazodone (Viibryd), ziprasidone (Geodon), zonisamide (Zonegran and others).

Author affiliations: Department of Pharmacy Practice and Pharmaceutical Sciences, University of Minnesota, College of Pharmacy, Duluth (Dr Schneiderhan); St Luke’s Hospital, Duluth, Minnesota (Dr Shuster); and Biostatistical Design and Analysis Center, University of Minnesota, Minneapolis (Ms Davey).

Potential conflicts of interest: Dr Schneiderhan has received honoraria from American Society of Health System Pharmacists. Dr Shuster and Ms Davey report no conflicts of interest related to the subject of this article.

Funding/support: Funded by grant support from Medica Foundation, Minneapolis, Minnesota, and Peters Institute of Pharmaceutical Care, College of Pharmacy, University of Minnesota, Minneapolis.

Role of the sponsor: Medica Foundation or the Peters Institute of Pharmaceutical Care had no role in the study design, protocol, data collection, analyses, interpretation of the data, or approval of this article.

Acknowledgments: Administrators: Randall Seifert, PharmD, College of Pharmacy, University of Minnesota, Duluth; Peter Miller, MD, Minnesota Department of Human Services, Duluth; and Steve Bauer, MD, Human Development Center, Duluth, Minnesota. Researchers: Daniel Tomaszewski, PharmD, and Sarah Schweiss, PharmD, College of Pharmacy, University of Minnesota, Duluth; Julie Gambaiani, PharmD, Genoa Healthcare, Minneapolis, Minnesota; and Sara Madden, PharmD, Fairview Range Medical Center, Hibbing, Minnesota. Research assistant: Nicole Birch, BS, University of Minnesota. Support staff/randomization: Anna Firoozi, College of Pharmacy, University of Minnesota, Duluth. Dr Schweiss received honoraria from Sanofi for an education program. The other acknowledged individuals have no conflicts of interest to report related to the subject of this article.


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